Long Way Round and Holy Roman Empire: Difference between pages
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:''This page is about the Germanic empire. For the ancient empire centred on Rome, see [[Roman Empire]].'' |
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'''Long Way Round''' is the title of the book, television series, and DVD (film) publicising the journey of [[Ewan McGregor]] and [[Charley Boorman]] from [[London]] to [[New York]] on [[motorcycle]]s. |
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'''The Holy Roman Empire of the German Nation''' ([[German language|German]]: ''Heiliges Römisches Reich Deutscher Nation'' {{Audio|De-Heiliges_Römisches_Reich-pronunciation.ogg|<small>listen</small>}}, [[Latin language|Latin]] ''Sacrum Romanum Imperium Nationis Germanicae,'' see ''[[#names and designations of the empire|names and designations of the empire]]'') was a political conglomeration of [[country|land]]s in [[Central Europe]] in the [[Middle Ages]] and the early modern period. Emerging from the [[East Francia|eastern part]] of the [[Frankish Empire]] after its division in the [[Treaty of Verdun]] ([[843]]), it lasted almost a millennium until its dissolution in [[1806]]. By the [[18th century]], it still consisted of the larger part of modern [[Germany]], the [[Czech Republic]], [[Austria]], [[Liechtenstein]], [[Slovenia]], [[Belgium]], and [[Luxembourg]], as well as large parts of modern [[Poland]] and small parts of the [[Netherlands]]. Previously, it had included all of the Netherlands and [[Switzerland]], and parts of modern [[France]] and [[Italy]] (see: Maps below). In the 18th century, when the Empire was already in decline, [[Voltaire]] ridiculed its nomenclature by saying that the Holy Roman Empire was "neither Holy, nor Roman, nor an [[Empire]]". |
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{{History of Germany}} |
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==Overview== |
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{{History of Austria}} |
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From mid-[[April 2004|April]] to the end of [[July 2004|July]] [[2004]], McGregor, Boorman, their motorcycle riding [[Cinematographer|cameraman]] [[Claudio Von Planta]] and their support crew travelled from London to New York, via central [[Europe]], [[Ukraine]], [[Russia]], [[Kazakhstan]], [[Mongolia]], [[Siberia]] and [[Canada]], for a cumulative distance of 18,887 miles (30,395 km). The only sections of the trip not undertaken by motorcycle were 580 miles by [[train]] in Siberia, due to lack of roads, a 2505 mile flight from [[Magadan]], Siberia to [[Anchorage, Alaska]] and an impossible section towards the end of their Russian journey. Upon encountering numerous swollen rivers and a serious lack of functioning bridges while travelling along the [[Road of Bones]] to [[Magadan]], the riders got their motorbikes through some fairly deep rivers. However, the summer run-off from the Siberian winter was in full flow and after a valiant effort, the bikes eventually had to be loaded into the trucks of passing drivers and ferried across some of the worst rivers. |
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== Character of the empire == |
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The journey visited twelve countries, starting in the [[United Kingdom|UK]], then passing through [[France]], [[Belgium]], [[Germany]], [[Czech Republic]], [[Slovakia]], [[Ukraine]], [[Russia]], [[Kazakhstan]], [[Mongolia]], [[United States|USA]] and [[Canada]], before returning to USA and ending in [[New York City|New York]]. In early episodes of the series the narration incorrectly claims they will visit 13 countries, possibly because they enter Russia more than once or counted Alaska or Siberia as a separate country. |
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[[Image:Balduineum Wahl Heinrich VII.jpg|thumb|right|200px|The [[prince-elector]]s of the Holy Roman Empire. Pen-and-ink miniature from the picture chronicle of Henry VII (Balduineum)]] |
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The Holy Roman Empire was an institution that is [[sui generis|unique]] in world history and therefore difficult to grasp. To understand what it was, it might be helpful to assess first what it was not. |
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==Support crew== |
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In addition to McGregor, Boorman and von Planta, the LWR team also had a support crew which comprised producers [[David Alexanian]] and [[Russ Malkin]], cameraman [[Jim Simak]], Russian "fixer" Sergey and doctor Vassily. The support crew travelled in two [[Mitsubishi]] off-road vehicles - a red L200 Animal LWB 4WD Pick Up and a black Shogun Warrior DI-D Auto Estate - and followed some way behind the bikers, meeting up at border crossings and when circumstances dictated a greater degree of teamwork was necessary, such as at the aforementioned river crossings.<br> |
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* It was never a [[nation state]]. Despite the German ethnicity of most of its rulers and subjects, from the very beginning many ethnicities constituted the Holy Roman Empire. Many of its most important noble families and appointed officials came from outside the German-speaking communities. At the height of the empire it contained most of the territory of today's [[Germany]], [[Austria]], [[Switzerland]], [[Liechtenstein]], [[Belgium]], the [[Netherlands]], [[Luxembourg]], [[Czech Republic]] and [[Slovenia]], as well as eastern [[France]], northern [[Italy]] and western [[Poland]]. Its languages thus comprised not only German and its many [[dialect]]s and derivatives, but many Slavic languages and the languages which became modern French, Dutch and Italian. Furthermore, its division into territories ruled by numerous secular and ecclesiastical princes, prelates, counts, imperial knights, and free cities made it, in the early modern period at least, far less cohesive than the emerging modern states around it. |
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Prior to leaving London the boys also received specialist traning in [[First Aid]], dealing with hostile and dangerous environments (e.g. illegal checkpoints and gun-toting locals), off-road riding, Russian language and motorbike maintenance. They also took practical advice from experts about the various countries they were to visit. During the First Aid training McGregor decided they would have to take a doctor with them on the trip. |
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* However, during most of its time it was more than a mere [[confederation]]. The concept of the ''[[Reich]]'' not only included the government of a specific territory, but had strong Christian religious connotations (hence the ''holy'' prefix). Until [[1508]], German Kings were not considered Emperors of the ''Reich'' until the [[Pope]] had formally crowned them as such. |
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==Bikes== |
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McGregor advocated riding [[BMW motorcycles]], while Boorman preferred [[KTM]], a specialist Austrian moto-cross and off-road bike manufacturer. After off-road tests on both machines and protracted arguments, McGregor acquiesed to Boorman's passion for the KTM. However, after one of their specialist terrain riders met with the LWR team and learned more about their intentions, KTM refused to provide them with their bikes, as the trip seemed too dangerous, or possibly just unlikely to generate the right PR for KTM. BMW then contributed three R1150GS Adventure all-terrain motorcycles. Charley Boorman took the news particularly badly as he had long been desperate to ride a KTM on such a journey. However, he changed his tune during the journey after seeing what the BMW's could deal with. |
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The ''Reich'' can thus best be described as a cross between a state and a religious confederation. |
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As well as being built to last, the bikes also featured a range of mod-cons to help the team achieve and document their mission. A customized GPS system with specially mapped points in Mongolia and Siberia was crucial in areas with no roads or signposting, while the bikes were also equipped with cameras, microphones and integrated mobile phone systems with display / viewfinder screens mounted on the dashboards. |
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==Names and designations of the empire== |
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==Riding for UNICEF== |
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The Holy Roman Empire was an attempt to resurrect the [[Western Roman Empire]] in western Europe, which was established in 800 when Pope Leo III crowned [[Charlemagne]] as Roman Emperor on Christmas Day, though the empire and the imperial office did not become formalized for some decades. Charlemagne went on to adopt the title 'Augustus' from earlier Roman times. |
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During the journey the team took time out to see some of [[United Nations Children's Fund|UNICEF]]'s work in Ukraine, Kazakhstan and Mongolia. The projects included an orphanage housing children affected by the Chernobyl disaster and an outreach project working with street children who live in the heating systems of apartment blocks. |
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The name of the Empire, in various languages spoken within its confines: |
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==Bumps and bruises== |
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* [[German language|German]]: ''Heiliges Römisches Reich'' {{Audio|De-Heiliges_Römisches_Reich-pronunciation.ogg|<small>listen</small>}} (later: ''Heiliges Römisches Reich deutscher Nation'') |
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The trip was inevitably not without accidents and incidents. McGregor suffered a severely swollen face after reacting badly to [[mosquito]] bites and had petrol sprayed into his (recently laser-corrected) eyes at filling stations on two occasions, one of which required a trip to the optometrist in Ukraine. Boorman badly strained the muscles in his left shoulder and was unable to ride for several days (fortunately this occurred while they were unable to cross the rivers and were largely riding on local trucks and with their support crew) and Russ Malkin and Vassily managed to roll their off-roader and were lucky to escape with minor injuries. McGregor was rear-ended by a very young driver outside [[Calgary]] and was lucky that his [[pannier]]s took the brunt of what could have been a very serious incident had the car made direct contact with his rear wheel. The following day Boorman was also bumped by a Calgarian who reversed into him at slow speed, fortunately without causing injury or major damage. |
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* [[Italian language|Italian]]: ''Sacro Romano Impero'' |
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* [[Latin]]: ''Sacrum Romanum Imperium'' |
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* [[Croatian language|Croatian]]: ''Sveto rimsko carstvo njemačkoga naroda'' |
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* [[Czech language|Czech]]: ''Svatá říše římská (later: Svatá říše římská národa německého)'' |
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* [[French language|French]]: ''Saint Empire Romain Germanique'' |
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* [[Polish language|Polish]]: ''Święte Cesarstwo Rzymskie Narodu Niemieckiego'' |
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* [[Dutch language|Dutch]]: ''Heilige Roomse Rijk'' |
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* [[Slovene language|Slovene]]: ''Sveto rimsko cesarstvo'' (or full name ''Sveto rimsko cesarstvo nemške narodnosti'') |
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* [[Serbian language|Serbian]]: ''Sveto rimsko carstvo nemačke narodnosti'' |
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* [[Hungarian language|Hungarian]]: ''Német-Római Császárság'' |
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Contemporary terminology for the Empire varied greatly over the centuries. The term ''Roman Empire'' was used in [[1034]] to denote the lands under [[Conrad II of the Holy Roman Empire|Conrad II]], and ''Holy Empire'' in [[1157]]. The use of the term ''Roman Emperor'' to refer to [[Northern Europe]]an rulers started earlier with [[Otto II]] (Emperor 973–983). Emperors from [[Charlemagne]] (c. 742 or 747 – 814) to [[Otto I the Great]] (Emperor 962–973) had simply used the phrase ''[[Imperator]] Augustus'' ("August Emperor"). The precise term ''Holy Roman Empire'' dates from [[1254]]; the final version ''Holy Roman Empire of the German Nation'' ([[German language|German]] ''Heiliges Römisches Reich Deutscher Nation'') appears in [[1512]], after several variations in the late [[15th century]]. |
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The bikes also took their fair share of punishment. Cameraman Claudio broke his frame after a bad fall in [[Mongolia]] and only a great bodge* by Boorman enabled them to get the bike to the next town where the frame could be welded. However, the ABS brake system on the bike also turned out to be broken and it had to be shipped to [[Ulaanbaatar]] and a replacement bike purchased for $1000. McGregor suffered a similar problem in Siberia and they flagged down a passing truck who took them back to Tynda for more welding. Boorman suffered the only serious puncture of the trip and all the bikes suffered various other bumps, scrapes and cracks. However, some of the impacts the bikes survived would have been enough to destroy lesser bikes and the series became a great testament to the strength and durability of the BMWs. |
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Contemporaries did not quite know how to describe this entity either. In his famous [[1667]] description ''De statu imperii Germanici'', published under the alias Severinus de Monzambano, [[Samuel Pufendorf]] wrote: ''"Nihil ergo aliud restat, quam ut dicamus Germaniam esse irregulare aliquod corpus et monstro simile ..."'' ("We are therefore left with calling Germany a body that conforms to no rule and resembles a monster"). [[Voltaire]] later described it as "neither Holy, nor Roman, nor an Empire". |
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*bodge = quick, improvised repair job |
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In ''[[Faust]] I,'' in a scene written in [[1775]], the German author [[Johann Wolfgang von Goethe| Goethe]] has one of the drinkers in Auerbach's Cellar in [[Leipzig]] ask "Our Holy Roman Empire, lads, what still holds it together?" Goethe also has a longer, not very favourable essay about his personal experiences as a trainee at the ''[[Reichskammergericht]]'' in his autobiographical work ''[[Dichtung und Wahrheit]]''. |
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==Music== |
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The television series' title song was performed by [[Stereophonics]]. Ewan and [[Kelly Jones]] discussed ideas for the song via text message during the trip. |
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== Structure and institutions == |
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From the [[High Middle Ages]] onwards, the ''[[Reich]]'' was stamped by a most peculiar coexistence of the Empire with the struggle of the [[duke]]s of the local territories to take [[power (sociology)|power]] away from it. As opposed to the rulers of the [[West]] [[Frankish]] lands, which later became [[France]], the Emperor never managed to gain much control over the lands that he formally owned. Instead, the Emperor was forced to grant more and more powers to the individual dukes in their respective territories. This process began in the [[12th century]] and was more or less concluded with the [[1648]] [[Peace of Westphalia]]. Several attempts were made to reverse this degradation of the ''Reich's'' former glory, but failed. |
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Formally, the ''Reich'' comprised the King, to be crowned Emperor by the pope (until 1508), on one side, and the ''Reichsstände'' (imperial estates) on the other. |
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===King of the Romans (German king)=== |
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[[Image:Holy Roman Empire crown dsc02909.jpg|thumb|200px|The crown of the Holy Roman Empire (2nd half of the 10th century), now held in the [[Vienna]] [[Schatzkammer]].]] |
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The pope's crowning of [[Charlemagne]] as [[Augustus]] in [[800]] formed the example that later kings would follow: it was the result of Charlemagne having defended the pope against the rebellious inhabitants of [[Rome]], which initiated the notion of the ''Reich'' being the protector of the [[church]]. |
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Becoming Emperor required becoming [[King of the Romans]] (''Rex romanorum''/''römischer König'') first. German kings had been elected since [[time immemorial]]: in the 9th century by the leaders of the five most important tribes (the [[Franks]], [[Saxon people|Saxons]], [[Bavaria]]ns, [[Swabia]]ns and [[Thuringians]]), later by the main lay and clerical dukes of the kingdom, finally only by the so-called [[Prince-elector|''Kurfürsten'']] (electing dukes, electors). This college was formally established by a [[1356]] decree known as the [[Golden Bull]]. Initially, there were seven electors: the [[Count Palatine of the Rhine]], the [[King of Bohemia]], the [[Count Palatine of Saxony]], the [[Margrave of Brandenburg]], and the Archbishops of [[Köln]], [[Mainz]], and [[Trier]]. During the [[Thirty Years War]], the [[Duke of Bavaria]] was given the right to vote as the eighth elector. In order to be elected king, a candidate had to first win over the electors, usually with bribes or promises of land. |
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Until [[1508]], the newly-elected king then travelled to Rome to be crowned Emperor by the Pope. In many cases, this took several years while the King was held up by other tasks: frequently he first had to resolve conflicts in rebellious northern Italy or was in quarrel with the Pope himself. |
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At no time could the Emperor simply issue decrees and govern autonomously over the Empire. His power was severely restricted by the various local leaders: after the late [[15th century]], the [[Reichstag (institution)|''Reichstag'']] established itself as the legislative body of the Empire, a complicated assembly that convened irregularly at the request of the Emperor at varying locations. Only after [[1663]] would the ''Reichstag'' become a permanent assembly. |
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===Imperial estates=== |
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An entity was considered ''Reichsstand'' (imperial estate) if, according to [[feudal law]], it had no authority above it except the Holy Roman Emperor himself. They included: |
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* Territories governed by a prince or duke, and in some cases kings. (Rulers of the Holy Roman Empire, with the exception of the King of Bohemia, were not allowed to become a king within the Empire, but some had kingdoms outside the Empire, as was, for instance, the case in the [[Kingdom of Great Britain]], where the ruler was also the [[Prince-elector]] of [[Hanover (state)|Hanover]].) |
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* Clerical territories led by a Bishop or [[Prince-Bishop]]. In the latter case, the territory was frequently the same as a [[bishopric]], giving the Bishop both worldly and clerical powers. An example, among many others, was the [[Bishopric of Osnabrück]]. A noteworthy Prince-Bishop (''Fürstbischof'') within the Holy Roman Empire was the [[Bishop of Mainz]] with his [[episcopal see|see]] at [[Mainz Cathedral]]. |
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* [[Imperial Free Cities]] |
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The number of territories was amazingly large, rising to several hundred at the time of the [[Peace of Westphalia]]. Many of these comprised no more than a few square miles. The Empire is thus aptly described as a "patchwork carpet" (''Flickenteppich'') by many. For a list as in 1792, see [[List of Reichstag participants (1792)]]. |
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===Reichstag=== |
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The Reichstag was the legislative body of the Holy Roman Empire. It was divided into three distinct classes: |
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* The [[Council of Electors]], which included the [[Electors of the Holy Roman Empire]]. |
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* The [[Council of Princes]], which included both laypersons and clerics. |
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** The Secular Bench: Princes (those with the title of [[Prince]], [[Grand Duke]], [[Duke]], [[Count Palatine]], [[Margrave]], or [[Landgrave]]) held individual votes; some held more than one vote on the basis of ruling several territories. Also, the Council included [[Count]]s or [[Graf]]s, who were grouped into four Colleges: [[Wetterau]], [[Swabia]], [[Franconia]], and [[Westphalia]]. Each College could cast one vote as a whole. |
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** The Ecclesiastical Bench: Bishops, certain Abbots, and the two Grand Masters of the [[Teutonic Order]] and the [[Knights Hospitaller|Order of St John]] had individual votes. Certain other Abbots were grouped into two Colleges: Swabia and the Rhine. Each College held one collective vote. |
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* The [[Council of Imperial Cities]], which included representatives from Imperial Cities grouped into two Colleges: Swabia and the Rhine. Each College had one collective vote. The Council of Imperial Cities was not fully equal to the others; it could not vote on several matters such as the admission of new territories. |
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===Imperial courts=== |
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The ''Reich'' also had two courts: the ''Reichshofrat'' (also known in English as the [[Aulic Council]]) at the court of the King/Emperor (that is, later in [[Vienna]]), and the [[Imperial Chamber Court|''Reichskammergericht'' (Imperial Chamber Court)]], established with the [[Imperial Reform]] of [[1495]]. |
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===Imperial circles=== |
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As part of the ''[[Reichsreform]]'', ten [[Imperial Circle]]s were established in [[1512]]. These were regional groupings of most (though not all) of the various states of the Empire for the purposes of defence and imperial taxation. Each circle had its own ''Kreisrat'' ("Circle Diet"). |
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== Chronology == |
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=== From the East Franks to the Investiture Controversy === |
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[[Image:Western empire verdun 843.png|thumb|300px|right|The Western Empire, as divided at [[Treaty of Verdun|Verdun]], [[843]]. From the 'Atlas to Freeman's Historical Geography', edited by J.B. Bury, Longmans Green and Co. Third Edition 1903.]] |
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The Holy Roman Empire is usually considered to have been founded at the latest in [[962]] by [[Otto I the Great]]. |
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Although some date the beginning of the Holy Roman Empire from the coronation of [[Charlemagne]] as Emperor of the Romans in [[800]], Charlemagne himself more typically used the title king of the [[Franks]]. This title also makes clearer that the Frankish Kingdom covered an area that included modern-day [[France]] and [[Germany]] and was thus the kernel of both countries. |
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Most historians therefore consider the establishment of the Empire to be a process that started with the split of the Frankish realm in the [[Treaty of Verdun]] in [[843]], continuing the [[Carolingian]] dynasty independently in all three sections. The eastern part fell to [[Louis the German]], who was followed by several leaders until the death of [[Louis the Child]], the last Carolingian in the eastern part. |
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The leaders of Alamannia, Bavaria, Frankia and Saxonia elected [[Conrad of Franconia|Conrad I]] of the Franks, not a Carolingian, as their leader in [[911]]. His successor, [[Henry the Fowler|Henry (Heinrich) I the Fowler]] (r. 919–936), a Saxon elected at the Reichstag of [[Fritzlar]] in 919, achieved the acceptance of a separate Eastern Empire by the [[West Franks|West Frankish]] (still ruled by the Carolingians) in 921, calling himself ''rex Francorum orientalum'' (King of the East Franks). He founded the [[Ottonian]] dynasty. |
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Heinrich designated his son Otto to be his successor, who was elected King in [[Aachen]] in [[936]]. His later crowning as Emperor [[Otto I the Great|Otto I]] (later called "the Great") in [[962]] would mark an important step, since from then on the Empire – and not the West-Frankish kingdom that was the other remainder of the Frankish kingdoms – would have the blessing of the Pope. Otto had gained much of his power earlier, when, in [[955]], the [[Magyars]] were defeated in the [[Battle of Lechfeld]]. |
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In contemporary and later writings, the crowning would be referred to as ''[[translatio imperii]]'', the transfer of the Empire from the Romans to a new Empire. The German Emperors thus thought of themselves as being in direct succession of those of the Roman Empire; this is why they initially called themselves ''Augustus.'' Still, they did not call themselves "Roman" Emperors at first, probably in order not to provoke conflict with the Roman Emperor who still existed in [[Constantinople]]. The term ''imperator Romanorum'' only became common under [[Conrad II, Holy Roman Emperor|Conrad II]] later. |
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At this time, the eastern kingdom was not so much "German" as rather a "confederation" of the old Germanic tribes of the Bavarians, Alamanns, Franks and Saxons. The Empire as a political union probably only survived because of the strong personal influence of King Henry the Saxon and his son, Otto. Although formally elected by the leaders of the Germanic tribes, they were actually able to designate their successors. |
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This changed after [[Henry II, Holy Roman Emperor|Henry II]] died in [[1024]] without any children. [[Conrad II, Holy Roman Emperor|Conrad II]], first of the [[Salian|Salian Dynasty]], was then elected king in [[1024]] only after some debate. How exactly the king was chosen thus seems to be a complicated conglomeration of personal influence, tribal quarrels, inheritance, and acclamation by those leaders that would eventually become the collegiate of [[prince-elector|Electors]]. |
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Already at this time the dualism between the "territories", then those of the old tribes rooted in the Frankish lands, and the King/Emperor, became apparent. Each king preferred to spend most time in his own homelands; the Saxons, for example, spent much time in palatinates around the [[Harz]] mountains, among them [[Goslar]]. This practice had only changed under [[Otto III, Holy Roman Emperor|Otto III]] (king 983, Emperor 996–1002), who began to utilize bishopries all over the Empire as temporary seats of government. Also, his successors, [[Henry II, Holy Roman Emperor|Henry II]], [[Conrad II, Holy Roman Emperor|Conrad II]], and [[Henry III, Holy Roman Emperor|Henry III]], apparently managed to appoint the dukes of the territories. It is thus no coincidence that at this time, the terminology changes and the first occurrences of a ''regnum Teutonicum'' are found. |
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The glory of the Empire almost collapsed in the [[Investiture Controversy]], in which [[Pope Gregory VII]] declared a ban on King [[Henry IV, Holy Roman Emperor|Henry IV]] (king 1056, Emperor 1084–1106). Although this was taken back after the [[1077]] [[Walk to Canossa]], the ban had wide-reaching consequences. Meanwhile, the German dukes had elected a second king, [[Rudolf of Swabia]], whom Henry IV could only defeat after a three-year war in [[1080]]. The mythical roots of the Empire were permanently damaged; the German king was humiliated. Most importantly though, the church became an independent player in the political system of the Empire. |
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=== The Empire under the Hohenstaufen === |
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[[Conrad III]] came to the throne in [[1138]], being the first of the [[Hohenstaufen]] dynasty, which was about to restore the glory of the Empire even under the new conditions of the [[1122]] [[Concordat of Worms]]. It was [[Frederick I, Holy Roman Emperor|Frederick I "Barbarossa"]] (king 1152, Emperor 1155–1190) who first called the Empire "holy", with which he intended to address mainly law and legislation. |
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Also, under Barbarossa, the idea of the "Romanness" of the Empire culminated again, which seemed to be an attempt to justify the Emperor's power independently of the (now strengthened) Pope. An imperial assembly at the fields of Roncaglia in [[1158]] explicitly reclaimed imperial rights at the advice of ''quattuor doctores'' of the emerging judicial facility of the University of [[Bologna]], citing phrases such as ''princeps legibus solutus'' ("the leader is not bound by law") from the ''Digestae'' of the [[Corpus Juris Civilis]]. That the Roman laws were created for an entirely different system and didn't fit the structure of the Empire was obviously secondary; the point here was that the court of the Emperor made an attempt to establish a ''legal'' constitution. |
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Imperial rights had been referred to as ''regalia'' since the Investiture Controversy, but were enumerated for the first time at Roncaglia as well. This comprehensive list included public roads, tariffs, coining, collecting punitive fees, and the investiture, the seating and unseating of office holders. These rights were now explicitly rooted in Roman Law, a far-reaching constitutional act; north of the Alps, the system was also now connected to [[feudal law]], a change most visible in the withdrawal of the feuds of [[Henry the Lion]] in 1180 which led to his public banning. Barbarossa thus managed for a time to more closely bind the stubborn Germanic dukes to the Empire as a whole. |
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Another important constitutional move at Roncaglia was the establishment of a new peace ''(Landfrieden)'' for all of the Empire, an attempt to (on the one hand) abolish private vendettas not only between the many local dukes, but on the other hand a means to tie the Emperor's subordinates to a legal system of jurisdiction and public prosecution of criminal acts – a predecessor concept of "[[rule of law]]", in modern terms, that was, at this time, not yet universally accepted. |
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In order to solve the problem that the emperor was (after the Investiture Controversy) no longer as able to use the church as a mechanism to maintain power, the Staufer increasingly lent land to ''ministerialia'', formerly unfree service men, which Frederick hoped would be more reliable than local dukes. Initially used mainly for war services, this new class of people would form the basis for the later [[knights]], another basis of imperial power. |
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Another new concept of the time was the systematic foundation of new cities, both by the emperor and the local dukes. These were partly due to the explosion in population, but also to concentrate economic power at strategic locations, while formerly cities only existed in the shape of either old Roman foundations or older bishoprics. Cities that were founded in the 12th century include [[Freiburg]], possibly the economic model for many later cities, and [[Munich]]. |
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The later reign of the last Staufer Emperor, [[Frederick II, Holy Roman Emperor|Frederick II]], was in many ways different from that of earlier Emperors. Still a child, he first reigned in [[Sicily]], while in Germany, Barbarossa's second son [[Philip of Swabia]] and Henry the Lion's son [[Otto IV]] competed with him for the title of King of the Germans. After finally having been crowned emperor in [[1220]], he risked conflict with the pope when he claimed power over Rome; astonishingly to many, he managed to claim Jerusalem in a [[Crusade]] in [[1228]] while still under the pope's ban. |
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While Frederick brought the mythical idea of the Empire to a last highpoint, he was also the one to initiate the major steps that led to its disintegration. On the one hand, he concentrated on establishing a – for the times – extraordinarily modern state in Sicily, with public services, finances, and jurisdiction. On the other hand, Frederick was the emperor who granted major powers to the German dukes in two far-reaching privileges that would never be reclaimed by the central power. In the [[1220]] ''[[Confoederatio cum principibus ecclesiasticis]]'', Frederick basically gave up a number of ''regalia'' in favour of the bishops, among them tariffs, coining, jurisdiction and fortification. The [[1232]] ''[[Statutum in favorem principum]]'' mostly extended these privileges to the other (non-clerical) territories (Frederick II was forced to give those privileges by a rebellion of his son, Henry). Although many of these privileges had existed earlier, they were now granted globally, and once and for all, to allow the German dukes to maintain order north of the Alps while Frederick wanted to concentrate on his homelands in Italy. The 1232 document marked the first time that the German dukes were called ''domini terrae'', owners of their lands, a remarkable change in terminology as well. |
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The [[Teutonic Knights]] were invited to [[Poland]] by the duke of [[Masovia]] [[Konrad of Masovia]] to Christianize the Prussians in [[1226]]. |
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=== The rise of the territories after the Staufen === |
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After the death of Frederick II in [[1250]], none of the dynasties worthy of producing the king proved able to do so, and the leading dukes elected several competing kings. The time from [[1246]] (beginning with the election of [[Heinrich Raspe]] and [[Count William II of Holland|William of Holland]]) to [[1273]], when [[Rudolph I of Habsburg]] was elected king, is commonly referred to as the [[Interregnum]]. During the Interregnum, much of what was left of imperial authority was lost, as the princes were given time to consolidate their holdings and become even more independent rulers. |
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The difficulties in electing the king eventually led to the emergence of a fixed college of electors, the ''[[prince-elector|Kurfürsten]]'', whose composition and procedures were set forth in the [[Golden Bull of 1356]]. This development probably best symbolizes the emerging duality between ''Kaiser und Reich'', emperor and realm, who were no longer considered identical. This is also revealed in the way the post-Staufen kings attempted to sustain their power. Earlier, the Empire's strength (and finances) greatly relied on the Empire's own lands, the so-called ''Reichsgut,'' which always belonged to the respective king (and included many Imperial Cities). After the 13th century, its relevance faded (even though some fractions of it did remain until the Empire's end in 1806). Instead, the ''Reichsgut'' was increasingly pawned to local dukes sometimes to raise money for the Empire but, more frequently, to reward faithful duty or as an attempt to [[civilize]] stubborn dukes. The direct governance of the ''Reichsgut'' no longer matched the needs of either the king or the dukes. |
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Instead, the kings, beginning with [[Rudolph I of Habsburg]], increasingly relied on the lands of their respective dynasties to support their power. In contrast with the ''Reichsgut'', which was mostly scattered and difficult to administer, the territories were comparably compact and thus easier to control. In [[1282]], Rudolph I thus lent his own Austria and [[Styria (duchy)|Styria]] to his own sons. |
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With [[Henry VII, Holy Roman Emperor|Henry VII]], the [[House of Luxembourg]] entered the stage. In 1312, he was crowned as the first Holy Roman Emperor since Frederick II. After him all kings and emperors relied on the lands of their own family (''Hausmacht''): [[Louis IV, Holy Roman Emperor|Louis IV]] of [[Wittelsbach]] (king 1314, emperor 1328–1347) relied on his lands in Bavaria; [[Charles IV, Holy Roman Emperor|Charles IV]] of Luxembourg, the grandson of Henry VII, drew strength from his own lands in Bohemia. Interestingly, it was thus increasingly in the king's own interest to strengthen the power of the territories, since the king profited from such a benefit in his own lands as well. |
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The 13th century also saw a general structural change in how land was administered. Instead of personal duties, [[money]] increasingly became the common means to represent economic value in agriculture. Peasants were increasingly required to pay tribute for their lands. The concept of "property" more and more replaced more ancient forms of jurisdiction, although they were still very much tied together. In the territories (not at the level of the Empire), power became increasingly bundled: Whoever owned the land had jurisdiction, from which other powers derived. It is important to note, however, that jurisdiction at this time did not include legislation, which virtually did not exist until well into the 15th century. Court practice heavily relied on traditional customs or rules described as customary. |
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It is during this time that the territories began to transform themselves into predecessors of modern states. The process varied greatly among the various lands and was most advanced in those territories that were most identical to the lands of the old Germanic tribes, ''e.g.'' Bavaria. It was slower in those scattered territories that were founded through imperial privileges. |
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=== Imperial Reform === |
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The "constitution" of the Empire was still largely unsettled at the beginning of the [[15th century]]. Although some procedures and institutions had been fixed, for example by the [[Golden Bull]] of [[1356]], the rules of how the king, the electors, and the other dukes should cooperate in the Empire much depended on the personality of the respective king. It therefore proved somewhat fatal that [[Sigismund, Holy Roman Emperor|Sigismund of Luxemburg]] (king 1410, emperor 1433–1437) and [[Frederick III, Holy Roman Emperor|Frederick III of Habsburg]] (king 1440, emperor 1452–1493) neglected the old core lands of the empire and mostly resided in their own lands. Without the presence of the king, the old institution of the ''Hoftag'', the assembly of the realm's leading men, deteriorated. The ''[[Reichstag (institution)|Reichstag]]'' as a legislative organ of the Empire did not exist yet. Even worse, dukes often went into feuds against each other that, more often than not, escalated into local wars. |
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At the same time, the church was in crisis too. The conflict between several competing popes was only resolved at the [[Council of Constance]] ([[1414]]–[[1418]]); after [[1419]], much energy was spent on fighting the [[heresy]] of the [[Hussites]]. The medieval idea of a unified [[Corpus christianum]], of which the papacy and the Empire were the leading institutions, began to decline. |
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With these drastic changes, much discussion emerged in the [[15th century]] about the Empire itself. Rules from the past no longer adequately described the structure of the time, and a reinforcement of earlier ''Landfrieden'' was urgently called for. During this time, the concept of "reform" emerges, in the original sense of the Latin verb ''re-formare'', to regain an earlier shape that had been lost. |
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When [[Frederick III, Holy Roman Emperor|Frederick III]] needed the dukes to finance war against Hungary in 1486 and at the same time had his son, later [[Maximilian I, Holy Roman Emperor|Maximilian I]] elected king, he was presented with the dukes' united demand to participate in an Imperial Court. For the first time, the assembly of the electors and other dukes was now called ''Reichstag'' (to be joined by the [[Imperial Free City|Imperial Free Cities]] later). While Frederick refused, his more conciliant son finally convoked the ''Reichstag'' at [[Worms, Germany|Worms]] in [[1495]], after his father's death in 1493. Here, the king and the dukes agreed on four bills, commonly referred to as the [[Imperial Reform|''Reichsreform'' (Imperial Reform)]]: a set of legal acts to give the disintegrating Empire back some structure. Among others, this act produced the [[Imperial Circle Estates]] and the ''[[Reichskammergericht]],'' (Imperial Chamber Court); structures that would – to a degree – persist until the end of the Empire in 1806. |
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[[Image:Quaterionenadler David de Negker.jpg|thumb|The double-headed eagle as symbol of the empire]] |
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However, it should take a few more decades until the new regulation was universally accepted and the new court began to actually function; only in [[1512]] would the [[Imperial Circle|Imperial Circles]] be finalized. The King also made sure that his own court, the ''Reichshofrat'', continued to function in parallel to the ''Reichskammergericht''. It is interesting to note that in this year, the Empire also receives its new title, the ''Heiliges Römisches Reich Deutscher Nation'' ("Holy Roman Empire of the German Nation"). |
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=== Crisis after Reformation === |
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When [[Martin Luther]] in [[1517]] initiated what would later be known as the [[Reformation]], many local dukes saw the chance to oppose the Emperor [[Charles V, Holy Roman Emperor|Charles V]]. The empire became fatally divided along religious lines, with the North and East and many of the major cities, such as Strassburg, Frankfurt and Nuremberg, becoming [[Protestant]], and the southern and western regions largely remaining [[Roman Catholic|Catholic]]. Religious conflicts were waged in various parts of Europe for a century, though in German regions there was relative quiet from the [[Peace of Augsburg]] in 1555 until the [[Defenestration of Prague]] in 1618. When Bohemians rebelled against the emperor, the immediate result was the series of conflicts known as the [[Thirty Years' War]] (1618–1648), which devastated the Empire. Foreign powers, including France and Sweden intervened in the conflict, strengthening those fighting Imperial power, and seizing considerable chunks of territory for themselves. The long conflict bled the empire which would never recover its former strength. |
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=== The long decline === |
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The actual end of the empire came in several steps. After the [[Peace of Westphalia]] in [[1648]], which gave the territories almost complete [[sovereignty]], even allowing them to form independent alliances with other states, the Empire was only a mere conglomeration of largely independent states. By the rise of [[Louis XIV of France|Louis XIV]] of [[France]], the Holy Roman Empire had lost all power and clout in major European politics. The [[Habsburg]] emperors relied more on their role as Austrian archdukes when challenged by [[Prussia]], a partially constituent kingdom. Throughout the 18th century, the Habsburgs were embroiled in various European conflicts. From 1792 onwards, [[French Revolutionary Wars|revolutionary France]] was at war with various parts of the Empire intermittently. The Empire was formally dissolved on [[August 6]], [[1806]] when the last Holy Roman Emperor [[Francis II of the Holy Roman Empire|Francis II]] (from 1804, Emperor Francis I of [[Austria]]) abdicated, following a military defeat by the French Army under [[Napoleon]] (see [[Treaty of Lunéville]]). Napoleon reorganized much of the empire into the [[Confederation of the Rhine]]. This ended the so-called [[First Reich]]. Francis II's family continued to be called Austrian emperors until [[1918]]. Germany itself would not become one unified state until [[1871]] after the Franco-Prussian War. |
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== Analysis == |
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It has been said that modern history of Germany was primarily predetermined by three factors: the ''[[Reich]]'', the [[Reformation]], and the later dualism between [[Austria]] and [[Prussia (state)|Prussia]].[1] Many attempts have been made to explain why the ''Reich'' never managed to gain a strong centralised power over the territories, as opposed to neighbouring France. Some reasons include: |
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* The ''Reich'' had been a very federal body from the beginning: again, as opposed to France, which had mostly been part of the Roman Empire, in the eastern parts of the Frankish kingdom, the Germanic tribes were much more independent and reluctant to cede power to a central authority. All attempts to make the kingdom hereditary failed; instead, the king was always elected. Later, every candidate for the king had to make promises to his electorate, the so-called ''Wahlkapitulationen'' (election capitulations), thus granting the territories more and more power over the centuries. |
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* Due to its religious connotations, the ''Reich'' as an institution was severely damaged by the contest between the Pope and the German Kings over their respective coronations as Emperor. It was never entirely clear under which conditions the pope would crown the emperor and especially not whether the worldly power of the emperor was dependent on the clerical of the pope. Much debate occurred over this, especially during the 11th century, eventually leading to the [[Investiture Controversy]] and the [[Concordat of Worms]] in [[1122]]. |
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* Whether the [[feudal]] system of the ''Reich'', where the King formally was the top of the so-called "feudal pyramid", was a cause for or a symptom of the Empire's weakness, is unclear. In any case, military obedience, which – according to Germanic tradition – was closely tied to the giving of land to tributaries, was always a problem: when the ''Reich'' had to go to war, decisions were slow and brittle. <!--''(to do this needs more explanations)''--> |
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* Until the sixteenth century, the economic interests of the south and west diverged from those of the north where the [[Hanseatic League]] operated. This was far more closely allied to Scandinavia and the Baltic than the rest of Germany. |
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==Successive German Reichs== |
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After the unification of Germany as a [[nation state]] in [[1871]] (see [[German Empire]]), the Holy Roman Empire was sometimes known as the First [[Reich]] while the new empire was known as the Second Reich. After the end of [[World War I]], the creation of the [[Weimar Republic]], and [[Nazi Germany]]'s rise, the Nazis referred to Germany as the [[Third Reich]], counting the 1871 Empire as the second, to connect itself with an idealized past and present itself as being in continuity with ancient traditions. The German usage is that the first reich is called "Altes Reich" (old empire) and the second reich as "Neues Reich" (new empire) |
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== See also == |
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* [[History of Germany]] |
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* [[History of Austria]] |
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* [[History of the Netherlands]] |
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* [[History of Switzerland]] |
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* [[History of the Czech lands]] |
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* [[History of Italy]] |
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* [[History of Poland]] |
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* [[Holy Roman Emperor]] |
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* [[List of Holy Roman Emperors]] |
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* [[List of German monarchs]] |
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* [[Reichstag (institution)]] |
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* [[Imperial Circle]] |
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* [[List of states in the Holy Roman Empire]] |
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* [[Brandenburg]] |
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* [[Prussia (state)| Prussia]] |
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* [[Austria]] |
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* [[Bavaria]] |
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* [[Saxony]] |
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* [[Hanover]] |
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* [[Palatinate]] |
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* [[Silesia]] |
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* [[Pomerania]] |
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* [[Bohemia]] |
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* [[Studium generale|Studia Generali]] |
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==References== |
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# Heinrich August Winkler, Der lange Weg nach Westen, Vol. 1: Deutsche Geschichte vom Ende des Alten Reiches bis zum Ende der Weimarer Republik, ISBN 3-406-46001-1, p. 5. |
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# ''The Holy Roman Empire'' by [[James Bryce]] ISBN 0333036093 |
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==External links== |
==External links== |
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*[http://www.longwayround.com Official site] |
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*[http://www.imdb.com/title/tt0403778/ IMDB entry] |
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*[http://www.unicef.org.uk/press/special/longwayround1.asp Unicef article] |
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*[http://www.zum.de/whkmla/military/germany/milxhrempire.html List of Wars of the Holy Roman Empire] |
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{{nonfiction-book-stub}} |
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*[http://www.mgh-bibliothek.de/lexikothek/reich2.html Deutschland beim Tode Kaiser Karls IV. 1378 (Germany at the death of emperor Charles IV.) taken from "Meyers Kleines Konversationslexikon in sechs Bänden. Bd. 2. Leipzig u. Wien : Bibliogr. Institut 1908", map inserted after page 342] |
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{{tvseries-stub}} |
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===Maps=== |
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*[http://home.comcast.net/~vienna1230/maps/holy_roman_empire_1138_1254.jpg The Holy Roman Empire, 1138-1254] |
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*[http://mrorr.org/German%20lands%201398.jpg The Holy Roman Empire in 1398] |
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*[http://mrorr.org/Holy%20roman%20Empire%201547.jpg The Holy Roman Empire in 1547] |
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*[http://corndancer.com/vox/aer/aer_art/map01_1648.jpg The Holy Roman Empire in 1648] |
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[[Category:Holy Roman Empire| *]] |
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[[Category:Former countries in Europe|Germany]] |
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[[Category:History of Austria]] |
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[[Category:Emperors]] |
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[[Category:Habsburg]] |
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[[Category:Former monarchies]] |
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[[Category:History of Austria]] |
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[[Category:History of Germany]] |
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[[Category:Empires|Roman]] |
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[[bg:Свещена Римска империя]] |
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[[ca:Sacre Imperi Romano-Germànic]] |
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[[cs:Svatá říše římská]] |
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[[cy:Yr Ymerodraeth Rufeinig Sanctaidd]] |
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[[da:Tysk-romerske rige]] |
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[[de:Heiliges Römisches Reich]] |
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[[es:Sacro Imperio Romano Germánico]] |
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[[eo:Sankta Romia Imperio]] |
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[[fr:Saint Empire romain germanique]] |
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[[ko:신성 로마 제국]] |
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[[hr:Sveto Rimsko Carstvo]] |
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[[id:Kekaisaran Suci Romawi]] |
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[[it:Sacro Romano Impero]] |
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[[he:האימפריה הרומית הקדושה]] |
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[[ka:საღვთო რომის იმპერია]] |
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[[la:Imperium Romanum Sacrum]] |
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[[lv:Svētā Romas impērija]] |
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[[lt:Šventoji Romos imperija]] |
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[[lb:Hellegt Réimescht Räich vun Däitscher Natioun]] |
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[[hu:Német-római Birodalom]] |
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[[nl:Heilige Roomse Rijk]] |
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[[nds:Römsche Riek vun de düütsche Natschoon]] |
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[[ja:神聖ローマ帝国]] |
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[[no:Det hellige romerske rike av den tyske nasjon]] |
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[[pl:Święte Cesarstwo Rzymskie Narodu Niemieckiego]] |
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[[pt:Sacro Império Romano-Germânico]] |
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[[ro:Sfântul Imperiu Roman]] |
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[[ru:Священная Римская империя]] |
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[[sk:Rímskonemecká ríša]] |
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[[sl:Sveto rimsko cesarstvo]] |
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[[sr:Свето римско немачко царство]] |
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[[fi:Pyhä saksalais-roomalainen keisarikunta]] |
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[[sv:Tysk-romerska riket]] |
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[[uk:Священна Римська Імперія]] |
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[[wa:Sint Impire Romin Djermanike]] |
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[[zh:神圣罗马帝国]] |
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Revision as of 07:32, 22 January 2006
- This page is about the Germanic empire. For the ancient empire centred on Rome, see Roman Empire.
The Holy Roman Empire of the German Nation (German: Heiliges Römisches Reich Deutscher Nation ⓘ, Latin Sacrum Romanum Imperium Nationis Germanicae, see names and designations of the empire) was a political conglomeration of lands in Central Europe in the Middle Ages and the early modern period. Emerging from the eastern part of the Frankish Empire after its division in the Treaty of Verdun (843), it lasted almost a millennium until its dissolution in 1806. By the 18th century, it still consisted of the larger part of modern Germany, the Czech Republic, Austria, Liechtenstein, Slovenia, Belgium, and Luxembourg, as well as large parts of modern Poland and small parts of the Netherlands. Previously, it had included all of the Netherlands and Switzerland, and parts of modern France and Italy (see: Maps below). In the 18th century, when the Empire was already in decline, Voltaire ridiculed its nomenclature by saying that the Holy Roman Empire was "neither Holy, nor Roman, nor an Empire".
History of Germany |
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History of Austria |
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Character of the empire
The Holy Roman Empire was an institution that is unique in world history and therefore difficult to grasp. To understand what it was, it might be helpful to assess first what it was not.
- It was never a nation state. Despite the German ethnicity of most of its rulers and subjects, from the very beginning many ethnicities constituted the Holy Roman Empire. Many of its most important noble families and appointed officials came from outside the German-speaking communities. At the height of the empire it contained most of the territory of today's Germany, Austria, Switzerland, Liechtenstein, Belgium, the Netherlands, Luxembourg, Czech Republic and Slovenia, as well as eastern France, northern Italy and western Poland. Its languages thus comprised not only German and its many dialects and derivatives, but many Slavic languages and the languages which became modern French, Dutch and Italian. Furthermore, its division into territories ruled by numerous secular and ecclesiastical princes, prelates, counts, imperial knights, and free cities made it, in the early modern period at least, far less cohesive than the emerging modern states around it.
- However, during most of its time it was more than a mere confederation. The concept of the Reich not only included the government of a specific territory, but had strong Christian religious connotations (hence the holy prefix). Until 1508, German Kings were not considered Emperors of the Reich until the Pope had formally crowned them as such.
The Reich can thus best be described as a cross between a state and a religious confederation.
Names and designations of the empire
The Holy Roman Empire was an attempt to resurrect the Western Roman Empire in western Europe, which was established in 800 when Pope Leo III crowned Charlemagne as Roman Emperor on Christmas Day, though the empire and the imperial office did not become formalized for some decades. Charlemagne went on to adopt the title 'Augustus' from earlier Roman times.
The name of the Empire, in various languages spoken within its confines:
- German: Heiliges Römisches Reich ⓘ (later: Heiliges Römisches Reich deutscher Nation)
- Italian: Sacro Romano Impero
- Latin: Sacrum Romanum Imperium
- Croatian: Sveto rimsko carstvo njemačkoga naroda
- Czech: Svatá říše římská (later: Svatá říše římská národa německého)
- French: Saint Empire Romain Germanique
- Polish: Święte Cesarstwo Rzymskie Narodu Niemieckiego
- Dutch: Heilige Roomse Rijk
- Slovene: Sveto rimsko cesarstvo (or full name Sveto rimsko cesarstvo nemške narodnosti)
- Serbian: Sveto rimsko carstvo nemačke narodnosti
- Hungarian: Német-Római Császárság
Contemporary terminology for the Empire varied greatly over the centuries. The term Roman Empire was used in 1034 to denote the lands under Conrad II, and Holy Empire in 1157. The use of the term Roman Emperor to refer to Northern European rulers started earlier with Otto II (Emperor 973–983). Emperors from Charlemagne (c. 742 or 747 – 814) to Otto I the Great (Emperor 962–973) had simply used the phrase Imperator Augustus ("August Emperor"). The precise term Holy Roman Empire dates from 1254; the final version Holy Roman Empire of the German Nation (German Heiliges Römisches Reich Deutscher Nation) appears in 1512, after several variations in the late 15th century.
Contemporaries did not quite know how to describe this entity either. In his famous 1667 description De statu imperii Germanici, published under the alias Severinus de Monzambano, Samuel Pufendorf wrote: "Nihil ergo aliud restat, quam ut dicamus Germaniam esse irregulare aliquod corpus et monstro simile ..." ("We are therefore left with calling Germany a body that conforms to no rule and resembles a monster"). Voltaire later described it as "neither Holy, nor Roman, nor an Empire".
In Faust I, in a scene written in 1775, the German author Goethe has one of the drinkers in Auerbach's Cellar in Leipzig ask "Our Holy Roman Empire, lads, what still holds it together?" Goethe also has a longer, not very favourable essay about his personal experiences as a trainee at the Reichskammergericht in his autobiographical work Dichtung und Wahrheit.
Structure and institutions
From the High Middle Ages onwards, the Reich was stamped by a most peculiar coexistence of the Empire with the struggle of the dukes of the local territories to take power away from it. As opposed to the rulers of the West Frankish lands, which later became France, the Emperor never managed to gain much control over the lands that he formally owned. Instead, the Emperor was forced to grant more and more powers to the individual dukes in their respective territories. This process began in the 12th century and was more or less concluded with the 1648 Peace of Westphalia. Several attempts were made to reverse this degradation of the Reich's former glory, but failed.
Formally, the Reich comprised the King, to be crowned Emperor by the pope (until 1508), on one side, and the Reichsstände (imperial estates) on the other.
King of the Romans (German king)
The pope's crowning of Charlemagne as Augustus in 800 formed the example that later kings would follow: it was the result of Charlemagne having defended the pope against the rebellious inhabitants of Rome, which initiated the notion of the Reich being the protector of the church.
Becoming Emperor required becoming King of the Romans (Rex romanorum/römischer König) first. German kings had been elected since time immemorial: in the 9th century by the leaders of the five most important tribes (the Franks, Saxons, Bavarians, Swabians and Thuringians), later by the main lay and clerical dukes of the kingdom, finally only by the so-called Kurfürsten (electing dukes, electors). This college was formally established by a 1356 decree known as the Golden Bull. Initially, there were seven electors: the Count Palatine of the Rhine, the King of Bohemia, the Count Palatine of Saxony, the Margrave of Brandenburg, and the Archbishops of Köln, Mainz, and Trier. During the Thirty Years War, the Duke of Bavaria was given the right to vote as the eighth elector. In order to be elected king, a candidate had to first win over the electors, usually with bribes or promises of land.
Until 1508, the newly-elected king then travelled to Rome to be crowned Emperor by the Pope. In many cases, this took several years while the King was held up by other tasks: frequently he first had to resolve conflicts in rebellious northern Italy or was in quarrel with the Pope himself.
At no time could the Emperor simply issue decrees and govern autonomously over the Empire. His power was severely restricted by the various local leaders: after the late 15th century, the Reichstag established itself as the legislative body of the Empire, a complicated assembly that convened irregularly at the request of the Emperor at varying locations. Only after 1663 would the Reichstag become a permanent assembly.
Imperial estates
An entity was considered Reichsstand (imperial estate) if, according to feudal law, it had no authority above it except the Holy Roman Emperor himself. They included:
- Territories governed by a prince or duke, and in some cases kings. (Rulers of the Holy Roman Empire, with the exception of the King of Bohemia, were not allowed to become a king within the Empire, but some had kingdoms outside the Empire, as was, for instance, the case in the Kingdom of Great Britain, where the ruler was also the Prince-elector of Hanover.)
- Clerical territories led by a Bishop or Prince-Bishop. In the latter case, the territory was frequently the same as a bishopric, giving the Bishop both worldly and clerical powers. An example, among many others, was the Bishopric of Osnabrück. A noteworthy Prince-Bishop (Fürstbischof) within the Holy Roman Empire was the Bishop of Mainz with his see at Mainz Cathedral.
- Imperial Free Cities
The number of territories was amazingly large, rising to several hundred at the time of the Peace of Westphalia. Many of these comprised no more than a few square miles. The Empire is thus aptly described as a "patchwork carpet" (Flickenteppich) by many. For a list as in 1792, see List of Reichstag participants (1792).
Reichstag
The Reichstag was the legislative body of the Holy Roman Empire. It was divided into three distinct classes:
- The Council of Electors, which included the Electors of the Holy Roman Empire.
- The Council of Princes, which included both laypersons and clerics.
- The Secular Bench: Princes (those with the title of Prince, Grand Duke, Duke, Count Palatine, Margrave, or Landgrave) held individual votes; some held more than one vote on the basis of ruling several territories. Also, the Council included Counts or Grafs, who were grouped into four Colleges: Wetterau, Swabia, Franconia, and Westphalia. Each College could cast one vote as a whole.
- The Ecclesiastical Bench: Bishops, certain Abbots, and the two Grand Masters of the Teutonic Order and the Order of St John had individual votes. Certain other Abbots were grouped into two Colleges: Swabia and the Rhine. Each College held one collective vote.
- The Council of Imperial Cities, which included representatives from Imperial Cities grouped into two Colleges: Swabia and the Rhine. Each College had one collective vote. The Council of Imperial Cities was not fully equal to the others; it could not vote on several matters such as the admission of new territories.
Imperial courts
The Reich also had two courts: the Reichshofrat (also known in English as the Aulic Council) at the court of the King/Emperor (that is, later in Vienna), and the Reichskammergericht (Imperial Chamber Court), established with the Imperial Reform of 1495.
Imperial circles
As part of the Reichsreform, ten Imperial Circles were established in 1512. These were regional groupings of most (though not all) of the various states of the Empire for the purposes of defence and imperial taxation. Each circle had its own Kreisrat ("Circle Diet").
Chronology
From the East Franks to the Investiture Controversy
The Holy Roman Empire is usually considered to have been founded at the latest in 962 by Otto I the Great.
Although some date the beginning of the Holy Roman Empire from the coronation of Charlemagne as Emperor of the Romans in 800, Charlemagne himself more typically used the title king of the Franks. This title also makes clearer that the Frankish Kingdom covered an area that included modern-day France and Germany and was thus the kernel of both countries.
Most historians therefore consider the establishment of the Empire to be a process that started with the split of the Frankish realm in the Treaty of Verdun in 843, continuing the Carolingian dynasty independently in all three sections. The eastern part fell to Louis the German, who was followed by several leaders until the death of Louis the Child, the last Carolingian in the eastern part.
The leaders of Alamannia, Bavaria, Frankia and Saxonia elected Conrad I of the Franks, not a Carolingian, as their leader in 911. His successor, Henry (Heinrich) I the Fowler (r. 919–936), a Saxon elected at the Reichstag of Fritzlar in 919, achieved the acceptance of a separate Eastern Empire by the West Frankish (still ruled by the Carolingians) in 921, calling himself rex Francorum orientalum (King of the East Franks). He founded the Ottonian dynasty.
Heinrich designated his son Otto to be his successor, who was elected King in Aachen in 936. His later crowning as Emperor Otto I (later called "the Great") in 962 would mark an important step, since from then on the Empire – and not the West-Frankish kingdom that was the other remainder of the Frankish kingdoms – would have the blessing of the Pope. Otto had gained much of his power earlier, when, in 955, the Magyars were defeated in the Battle of Lechfeld.
In contemporary and later writings, the crowning would be referred to as translatio imperii, the transfer of the Empire from the Romans to a new Empire. The German Emperors thus thought of themselves as being in direct succession of those of the Roman Empire; this is why they initially called themselves Augustus. Still, they did not call themselves "Roman" Emperors at first, probably in order not to provoke conflict with the Roman Emperor who still existed in Constantinople. The term imperator Romanorum only became common under Conrad II later.
At this time, the eastern kingdom was not so much "German" as rather a "confederation" of the old Germanic tribes of the Bavarians, Alamanns, Franks and Saxons. The Empire as a political union probably only survived because of the strong personal influence of King Henry the Saxon and his son, Otto. Although formally elected by the leaders of the Germanic tribes, they were actually able to designate their successors.
This changed after Henry II died in 1024 without any children. Conrad II, first of the Salian Dynasty, was then elected king in 1024 only after some debate. How exactly the king was chosen thus seems to be a complicated conglomeration of personal influence, tribal quarrels, inheritance, and acclamation by those leaders that would eventually become the collegiate of Electors.
Already at this time the dualism between the "territories", then those of the old tribes rooted in the Frankish lands, and the King/Emperor, became apparent. Each king preferred to spend most time in his own homelands; the Saxons, for example, spent much time in palatinates around the Harz mountains, among them Goslar. This practice had only changed under Otto III (king 983, Emperor 996–1002), who began to utilize bishopries all over the Empire as temporary seats of government. Also, his successors, Henry II, Conrad II, and Henry III, apparently managed to appoint the dukes of the territories. It is thus no coincidence that at this time, the terminology changes and the first occurrences of a regnum Teutonicum are found.
The glory of the Empire almost collapsed in the Investiture Controversy, in which Pope Gregory VII declared a ban on King Henry IV (king 1056, Emperor 1084–1106). Although this was taken back after the 1077 Walk to Canossa, the ban had wide-reaching consequences. Meanwhile, the German dukes had elected a second king, Rudolf of Swabia, whom Henry IV could only defeat after a three-year war in 1080. The mythical roots of the Empire were permanently damaged; the German king was humiliated. Most importantly though, the church became an independent player in the political system of the Empire.
The Empire under the Hohenstaufen
Conrad III came to the throne in 1138, being the first of the Hohenstaufen dynasty, which was about to restore the glory of the Empire even under the new conditions of the 1122 Concordat of Worms. It was Frederick I "Barbarossa" (king 1152, Emperor 1155–1190) who first called the Empire "holy", with which he intended to address mainly law and legislation.
Also, under Barbarossa, the idea of the "Romanness" of the Empire culminated again, which seemed to be an attempt to justify the Emperor's power independently of the (now strengthened) Pope. An imperial assembly at the fields of Roncaglia in 1158 explicitly reclaimed imperial rights at the advice of quattuor doctores of the emerging judicial facility of the University of Bologna, citing phrases such as princeps legibus solutus ("the leader is not bound by law") from the Digestae of the Corpus Juris Civilis. That the Roman laws were created for an entirely different system and didn't fit the structure of the Empire was obviously secondary; the point here was that the court of the Emperor made an attempt to establish a legal constitution.
Imperial rights had been referred to as regalia since the Investiture Controversy, but were enumerated for the first time at Roncaglia as well. This comprehensive list included public roads, tariffs, coining, collecting punitive fees, and the investiture, the seating and unseating of office holders. These rights were now explicitly rooted in Roman Law, a far-reaching constitutional act; north of the Alps, the system was also now connected to feudal law, a change most visible in the withdrawal of the feuds of Henry the Lion in 1180 which led to his public banning. Barbarossa thus managed for a time to more closely bind the stubborn Germanic dukes to the Empire as a whole.
Another important constitutional move at Roncaglia was the establishment of a new peace (Landfrieden) for all of the Empire, an attempt to (on the one hand) abolish private vendettas not only between the many local dukes, but on the other hand a means to tie the Emperor's subordinates to a legal system of jurisdiction and public prosecution of criminal acts – a predecessor concept of "rule of law", in modern terms, that was, at this time, not yet universally accepted.
In order to solve the problem that the emperor was (after the Investiture Controversy) no longer as able to use the church as a mechanism to maintain power, the Staufer increasingly lent land to ministerialia, formerly unfree service men, which Frederick hoped would be more reliable than local dukes. Initially used mainly for war services, this new class of people would form the basis for the later knights, another basis of imperial power.
Another new concept of the time was the systematic foundation of new cities, both by the emperor and the local dukes. These were partly due to the explosion in population, but also to concentrate economic power at strategic locations, while formerly cities only existed in the shape of either old Roman foundations or older bishoprics. Cities that were founded in the 12th century include Freiburg, possibly the economic model for many later cities, and Munich.
The later reign of the last Staufer Emperor, Frederick II, was in many ways different from that of earlier Emperors. Still a child, he first reigned in Sicily, while in Germany, Barbarossa's second son Philip of Swabia and Henry the Lion's son Otto IV competed with him for the title of King of the Germans. After finally having been crowned emperor in 1220, he risked conflict with the pope when he claimed power over Rome; astonishingly to many, he managed to claim Jerusalem in a Crusade in 1228 while still under the pope's ban.
While Frederick brought the mythical idea of the Empire to a last highpoint, he was also the one to initiate the major steps that led to its disintegration. On the one hand, he concentrated on establishing a – for the times – extraordinarily modern state in Sicily, with public services, finances, and jurisdiction. On the other hand, Frederick was the emperor who granted major powers to the German dukes in two far-reaching privileges that would never be reclaimed by the central power. In the 1220 Confoederatio cum principibus ecclesiasticis, Frederick basically gave up a number of regalia in favour of the bishops, among them tariffs, coining, jurisdiction and fortification. The 1232 Statutum in favorem principum mostly extended these privileges to the other (non-clerical) territories (Frederick II was forced to give those privileges by a rebellion of his son, Henry). Although many of these privileges had existed earlier, they were now granted globally, and once and for all, to allow the German dukes to maintain order north of the Alps while Frederick wanted to concentrate on his homelands in Italy. The 1232 document marked the first time that the German dukes were called domini terrae, owners of their lands, a remarkable change in terminology as well.
The Teutonic Knights were invited to Poland by the duke of Masovia Konrad of Masovia to Christianize the Prussians in 1226.
The rise of the territories after the Staufen
After the death of Frederick II in 1250, none of the dynasties worthy of producing the king proved able to do so, and the leading dukes elected several competing kings. The time from 1246 (beginning with the election of Heinrich Raspe and William of Holland) to 1273, when Rudolph I of Habsburg was elected king, is commonly referred to as the Interregnum. During the Interregnum, much of what was left of imperial authority was lost, as the princes were given time to consolidate their holdings and become even more independent rulers.
The difficulties in electing the king eventually led to the emergence of a fixed college of electors, the Kurfürsten, whose composition and procedures were set forth in the Golden Bull of 1356. This development probably best symbolizes the emerging duality between Kaiser und Reich, emperor and realm, who were no longer considered identical. This is also revealed in the way the post-Staufen kings attempted to sustain their power. Earlier, the Empire's strength (and finances) greatly relied on the Empire's own lands, the so-called Reichsgut, which always belonged to the respective king (and included many Imperial Cities). After the 13th century, its relevance faded (even though some fractions of it did remain until the Empire's end in 1806). Instead, the Reichsgut was increasingly pawned to local dukes sometimes to raise money for the Empire but, more frequently, to reward faithful duty or as an attempt to civilize stubborn dukes. The direct governance of the Reichsgut no longer matched the needs of either the king or the dukes.
Instead, the kings, beginning with Rudolph I of Habsburg, increasingly relied on the lands of their respective dynasties to support their power. In contrast with the Reichsgut, which was mostly scattered and difficult to administer, the territories were comparably compact and thus easier to control. In 1282, Rudolph I thus lent his own Austria and Styria to his own sons.
With Henry VII, the House of Luxembourg entered the stage. In 1312, he was crowned as the first Holy Roman Emperor since Frederick II. After him all kings and emperors relied on the lands of their own family (Hausmacht): Louis IV of Wittelsbach (king 1314, emperor 1328–1347) relied on his lands in Bavaria; Charles IV of Luxembourg, the grandson of Henry VII, drew strength from his own lands in Bohemia. Interestingly, it was thus increasingly in the king's own interest to strengthen the power of the territories, since the king profited from such a benefit in his own lands as well.
The 13th century also saw a general structural change in how land was administered. Instead of personal duties, money increasingly became the common means to represent economic value in agriculture. Peasants were increasingly required to pay tribute for their lands. The concept of "property" more and more replaced more ancient forms of jurisdiction, although they were still very much tied together. In the territories (not at the level of the Empire), power became increasingly bundled: Whoever owned the land had jurisdiction, from which other powers derived. It is important to note, however, that jurisdiction at this time did not include legislation, which virtually did not exist until well into the 15th century. Court practice heavily relied on traditional customs or rules described as customary.
It is during this time that the territories began to transform themselves into predecessors of modern states. The process varied greatly among the various lands and was most advanced in those territories that were most identical to the lands of the old Germanic tribes, e.g. Bavaria. It was slower in those scattered territories that were founded through imperial privileges.
Imperial Reform
The "constitution" of the Empire was still largely unsettled at the beginning of the 15th century. Although some procedures and institutions had been fixed, for example by the Golden Bull of 1356, the rules of how the king, the electors, and the other dukes should cooperate in the Empire much depended on the personality of the respective king. It therefore proved somewhat fatal that Sigismund of Luxemburg (king 1410, emperor 1433–1437) and Frederick III of Habsburg (king 1440, emperor 1452–1493) neglected the old core lands of the empire and mostly resided in their own lands. Without the presence of the king, the old institution of the Hoftag, the assembly of the realm's leading men, deteriorated. The Reichstag as a legislative organ of the Empire did not exist yet. Even worse, dukes often went into feuds against each other that, more often than not, escalated into local wars.
At the same time, the church was in crisis too. The conflict between several competing popes was only resolved at the Council of Constance (1414–1418); after 1419, much energy was spent on fighting the heresy of the Hussites. The medieval idea of a unified Corpus christianum, of which the papacy and the Empire were the leading institutions, began to decline.
With these drastic changes, much discussion emerged in the 15th century about the Empire itself. Rules from the past no longer adequately described the structure of the time, and a reinforcement of earlier Landfrieden was urgently called for. During this time, the concept of "reform" emerges, in the original sense of the Latin verb re-formare, to regain an earlier shape that had been lost.
When Frederick III needed the dukes to finance war against Hungary in 1486 and at the same time had his son, later Maximilian I elected king, he was presented with the dukes' united demand to participate in an Imperial Court. For the first time, the assembly of the electors and other dukes was now called Reichstag (to be joined by the Imperial Free Cities later). While Frederick refused, his more conciliant son finally convoked the Reichstag at Worms in 1495, after his father's death in 1493. Here, the king and the dukes agreed on four bills, commonly referred to as the Reichsreform (Imperial Reform): a set of legal acts to give the disintegrating Empire back some structure. Among others, this act produced the Imperial Circle Estates and the Reichskammergericht, (Imperial Chamber Court); structures that would – to a degree – persist until the end of the Empire in 1806.
However, it should take a few more decades until the new regulation was universally accepted and the new court began to actually function; only in 1512 would the Imperial Circles be finalized. The King also made sure that his own court, the Reichshofrat, continued to function in parallel to the Reichskammergericht. It is interesting to note that in this year, the Empire also receives its new title, the Heiliges Römisches Reich Deutscher Nation ("Holy Roman Empire of the German Nation").
Crisis after Reformation
When Martin Luther in 1517 initiated what would later be known as the Reformation, many local dukes saw the chance to oppose the Emperor Charles V. The empire became fatally divided along religious lines, with the North and East and many of the major cities, such as Strassburg, Frankfurt and Nuremberg, becoming Protestant, and the southern and western regions largely remaining Catholic. Religious conflicts were waged in various parts of Europe for a century, though in German regions there was relative quiet from the Peace of Augsburg in 1555 until the Defenestration of Prague in 1618. When Bohemians rebelled against the emperor, the immediate result was the series of conflicts known as the Thirty Years' War (1618–1648), which devastated the Empire. Foreign powers, including France and Sweden intervened in the conflict, strengthening those fighting Imperial power, and seizing considerable chunks of territory for themselves. The long conflict bled the empire which would never recover its former strength.
The long decline
The actual end of the empire came in several steps. After the Peace of Westphalia in 1648, which gave the territories almost complete sovereignty, even allowing them to form independent alliances with other states, the Empire was only a mere conglomeration of largely independent states. By the rise of Louis XIV of France, the Holy Roman Empire had lost all power and clout in major European politics. The Habsburg emperors relied more on their role as Austrian archdukes when challenged by Prussia, a partially constituent kingdom. Throughout the 18th century, the Habsburgs were embroiled in various European conflicts. From 1792 onwards, revolutionary France was at war with various parts of the Empire intermittently. The Empire was formally dissolved on August 6, 1806 when the last Holy Roman Emperor Francis II (from 1804, Emperor Francis I of Austria) abdicated, following a military defeat by the French Army under Napoleon (see Treaty of Lunéville). Napoleon reorganized much of the empire into the Confederation of the Rhine. This ended the so-called First Reich. Francis II's family continued to be called Austrian emperors until 1918. Germany itself would not become one unified state until 1871 after the Franco-Prussian War.
Analysis
It has been said that modern history of Germany was primarily predetermined by three factors: the Reich, the Reformation, and the later dualism between Austria and Prussia.[1] Many attempts have been made to explain why the Reich never managed to gain a strong centralised power over the territories, as opposed to neighbouring France. Some reasons include:
- The Reich had been a very federal body from the beginning: again, as opposed to France, which had mostly been part of the Roman Empire, in the eastern parts of the Frankish kingdom, the Germanic tribes were much more independent and reluctant to cede power to a central authority. All attempts to make the kingdom hereditary failed; instead, the king was always elected. Later, every candidate for the king had to make promises to his electorate, the so-called Wahlkapitulationen (election capitulations), thus granting the territories more and more power over the centuries.
- Due to its religious connotations, the Reich as an institution was severely damaged by the contest between the Pope and the German Kings over their respective coronations as Emperor. It was never entirely clear under which conditions the pope would crown the emperor and especially not whether the worldly power of the emperor was dependent on the clerical of the pope. Much debate occurred over this, especially during the 11th century, eventually leading to the Investiture Controversy and the Concordat of Worms in 1122.
- Whether the feudal system of the Reich, where the King formally was the top of the so-called "feudal pyramid", was a cause for or a symptom of the Empire's weakness, is unclear. In any case, military obedience, which – according to Germanic tradition – was closely tied to the giving of land to tributaries, was always a problem: when the Reich had to go to war, decisions were slow and brittle.
- Until the sixteenth century, the economic interests of the south and west diverged from those of the north where the Hanseatic League operated. This was far more closely allied to Scandinavia and the Baltic than the rest of Germany.
Successive German Reichs
After the unification of Germany as a nation state in 1871 (see German Empire), the Holy Roman Empire was sometimes known as the First Reich while the new empire was known as the Second Reich. After the end of World War I, the creation of the Weimar Republic, and Nazi Germany's rise, the Nazis referred to Germany as the Third Reich, counting the 1871 Empire as the second, to connect itself with an idealized past and present itself as being in continuity with ancient traditions. The German usage is that the first reich is called "Altes Reich" (old empire) and the second reich as "Neues Reich" (new empire)
See also
- History of Germany
- History of Austria
- History of the Netherlands
- History of Switzerland
- History of the Czech lands
- History of Italy
- History of Poland
- Holy Roman Emperor
- List of Holy Roman Emperors
- List of German monarchs
- Reichstag (institution)
- Imperial Circle
- List of states in the Holy Roman Empire
- Brandenburg
- Prussia
- Austria
- Bavaria
- Saxony
- Hanover
- Palatinate
- Silesia
- Pomerania
- Bohemia
- Studia Generali
References
- Heinrich August Winkler, Der lange Weg nach Westen, Vol. 1: Deutsche Geschichte vom Ende des Alten Reiches bis zum Ende der Weimarer Republik, ISBN 3-406-46001-1, p. 5.
- The Holy Roman Empire by James Bryce ISBN 0333036093
External links
- List of Wars of the Holy Roman Empire
- Deutschland beim Tode Kaiser Karls IV. 1378 (Germany at the death of emperor Charles IV.) taken from "Meyers Kleines Konversationslexikon in sechs Bänden. Bd. 2. Leipzig u. Wien : Bibliogr. Institut 1908", map inserted after page 342