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Essentially contested concept

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In a paper delivered to the Aristotelian Society on 12 March 1956,[1] Walter Bryce Gallie (1912-1998) introduced the term essentially contested concept to facilitate an understanding of the different applications or interpretations of the sorts of abstract, qualitative, evaluative notions,[2] such as "art" and "social justice", that are used in the domains of aesthetics, political philosophy, philosophy of history, and philosophy of religion.

The term essentially contested concepts gives a name to a problematic situation that many people recognize: that in certain kinds of talk there is a variety of meanings employed for key terms in an argument, and there is a feeling that dogmatism (“My answer is right and all others are wrong”), scepticism (“All answers are equally true (or false); everyone has a right to his own truth”), and eclecticism (“Each meaning gives a partial view so the more meanings the better”) are none of them the appropriate attitude towards that variety of meanings.[3]

Simply put, an essentially contested concept is one about which there is widespread agreement on an abstract core notion itself (e.g., "fairness"), whilst there is endless argument about what might be the best instantiation, or realization of that notion.[4]

They are "concepts the proper use of which inevitably involves endless disputes about their proper uses on the part of their users",[5] and these disputes "cannot be settled by appeal to empirical evidence, linguistic usage, or the canons of logic alone ".[6]


Identifying the presence of a dispute

The disputes that attend an essentially contested concept are driven by substantive disagreements over a range of different, entirely reasonable (although, perhaps, mistaken) interpretations of a mutually-agreed-upon archetypical notion, such as "justice";[7] with "each party [continuing] to defend its case with what it claims to be convincing arguments, evidence and other forms of justification"[8]).

Gallie argues that a statement such as "This picture is painted in oils" can be challenged on the grounds that:

(a) the disputing parties all agree "as to the proper use of the terms involved", and
(b) that the work itself is painted in tempera.[9]

Yet, another statement such as "This picture is a work of art" will be met with an on-going disagreement on the proper interpretation and application of the term "work of art".

He suggests that there are three avenues through which one might resolve such a dispute:

1. One might discover an entirely new meaning of the term "work of art" to which all of the disputants could henceforward agree.
2. One could propose one meaning (new or otherwise) and convince all of the disputants to henceforward agree to conform to this new, expressly stipulated meaning.
3. One could declare the term "work of art", as used by the different disputants, to be a number of mutually exclusive and quite different concepts which simply share the same name.

In the absence of these three solutions, it is highly likely that the dispute centres on an "essentially contested concept", a dispute which involves a genuine case of polysemy.[10] Here, a number of critical questions must be asked:

  • Has the term been incorrectly used, as in the case of mistakenly using decimated for devastated (catachresis)?[11]
  • Do two or more different concepts share the same word, as in the case of ear, bank, sound, corn, scale, etc. (homonymy)?[12]
  • Is there a genuine dispute about the term's correct application which, in fact, can be resolved?
  • Or, is it really the case that the term is an essentially contested concept?

Essentially contested concepts vs. essentially contestable concepts

Barry Clarke made a valuable contribution to the overall debate, by suggesting that, in order to determine whether a particular dispute was a consequence of true polysemy or inadvertent homonymy, one should seek to "locate the source of the dispute", which might be either "within the concept itself", or "[within] some underlying non-conceptual disagreement between the contestants".[13]

He then drew attention to the substantial differences between the expressions "essentially contested" and "essentially contestable", that were being extensively used within the literature as though they were interchangeable.

Clarke argued that to state that a concept is merely contested, "is to attribute significance to the contest rather than to the concept".

Yet, to state that a concept is contestable is to "attribute some part of any contest to the concept". In other words, this is "to claim that some feature or property of the concept makes it polysemantic, and that the concept contains some internal conflict of ideas"; and it is this fact that provides the "essentially contested concept" with its inherent potiential " for generating disputes".[14]

Features of an essentially contested concept

In 1956, Gallie proposed a set of seven conditions for the existence of an essentially contested concept.[15] Gallie was very specific about the limits of his enterprise: it dealt exclusively with abstract, qualitative notions, such as art, religion, science, democracy, and social justice[16] (and, if Gallie’s choices are contrasted with far more, say, "reprehensible" concepts such as evil, disease, superstition, etc., it is clear that the concepts he chose were exclusively "laudatory").

Freeden remarks that "not all essentially contested concepts signify valued achievements; they may equally signify disapproved and denigrated phenomena",[17] and Gerring[18] asks us to imagine just how difficult it would be to "[try] to craft definitions of slavery, fascism, terrorism, or genocide without recourse to "pejorative" attributes".

The following features have come to be accepted as being those which distinguish Gallie's "essentially contested concepts" from others "which can be shown, as a result of analysis or experiment, to be radically confused";[19] or, as Gray[20] would have it, they are the features that relate to the task of distinguishing the "general words which really denote an essentially contested concept" from those other "general words whose uses conceal a diversity of distinguishable concepts":[21]

(1) Essentially contested concepts are evaluative, and they deliver value-judgements.[22]
(2) Essentially contested concepts denote comprehensively evaluated entities that have an internally complex character.[23]
(3) The evaluation must be attributed to the internally complex entity as a whole.
(4) The different constituent elements of that internally complex entity are initially variously describable.
(5) The different users of the concept will often allocate substantially different orders of relative importance, substantially different "weights", and/or substantially different interpretations to each of those constituent elements.
(6) Psychological and sociological causes influence the extent to which any particular consideration is:
(a) salient for a given individual,
(b) regarded as a stronger reason by that individual than by another, and
(c) regarded as a reason by one individual and not by another.[24]
(7) The disputed concepts are open-ended[25] and vague, and are subject to considerable modification in the light of changing circumstances.[26]
(8) This further modification can neither be predicted nor prescribed in advance.
(9) Whilst, by Gallie’s express stipulation, there is no best instantiation of an essentially contested concept -- or, at least, none knowable to be the best -- it is also obvious that some instantiations will be considerably better than others;[27] and, furthermore, even if one particular instantiation seems best at the moment, there is always the possibility that a new, better instantiation will emerge in the future.[28]
(10) Each party knows and recognizes that its own peculiar usage/interpretation of the concept is disputed by others who, in their turn, hold different and quite incompatible views.[29]
(11) Each party must (at least to a certain extent) understand the criteria upon which the other participants’ (repudiated) views are based.
(12) Disputes centred on essentially contested concepts:
(a) are "perfectly genuine",
(b) "not resolvable by argument of any kind",[30] and
(c) "nevertheless sustained by perfectly respectable arguments and evidence".[31]
(13) Each party’s use of their own specific usage/interpretation is driven by a need to uphold their own particular (correct, proper and superior) usage/interpretation against that of all other (incorrect, improper and irrational) users.
(14) Because the use of an essentially contested concept is always the application of one use against all other uses, any usage is intentionally aggressive and defensive.
(15) Because it is essentially contested, rather than “radically confused”, the continued use of the essentially contested concept is justified by the fact that, despite all of their on-going disputation, all of the competitors acknowledge that the contested concept is derived from a single common exemplar.[32].
(16) The continued use of the essentially contested concept also helps to sustain and develop our understanding of the concept’s original exemplar/s.

Concepts and conceptions

Scholars such as Hart, Rawls, Dworkin, and Lukes have variously embellished Gallie’s proposal by arguing that certain of the difficulties encountered with Gallie’s proposition may be due a consequence of the unintended conflation of two separate domains associated with the term concept:

  • The concepts: the abstract, ideal notions themselves (such as "fairness").
  • The conceptions: the particular instantiations (or realizations) of those ideal and abstract notions.

In essence, Hart (1961), Rawls (1972), Lukes (1974) and Dworkin (1978) distinguished between the unity of a notion and the multiplicity of its possible instantiations; and from their work it is easy to understand the issue as one of seeking the answer to either or both of two questions:

1. In relation to the notion (or concept) of ABC,[33] and its various instantiations (or conceptions), is there a single ABC notion that has a number of different instantiations, or are there two or more notions each of which reflects a different usage or interpretation?
2. In relation to the intension (connotation) and extension (denotation) of the notion (or concept) of ABC, and its various instantiations (or conceptions), are they just different extensions of the same intension (i.e., different denotations of the same connotation) or are they extensions of quite different intensions that just happen to share the same name?"

Concepts/notions vs. conceptions/instantiations

In a section of an article in The New York Review of Books, Dworkin used the example of "fairness" as a vehicle to help him isolate and elborate the difference between a concept (i.e., a notion) and its conception (i.e., its instantiation).[34]

He supposes that he has instructed his children not to treat others "unfairly" and asks us to recognize that, whilst he would have undoubtedly had particular "examples" (of the sorts of conduct he was intending to discourage) in mind at the time he spoke to his children, whatever it was that he meant when he issued such instructions was not confined to those "examples" alone, for two reasons:

1. "I would expect my children to apply my instructions to situations I had not and could not have thought about."
2. "I stand ready to admit that some particular act I had thought was fair when I spoke was in fact unfair, or vice versa, if one of my children is able to convince me of that later."

Dworkin argues that this admission of error would not entail any "change" to his original instructions, because the true meaning of his instructions was that "[he] meant the family to be guided by the concept of fairness, not by any specific conception of fairness [that he] might have had in mind". Therefore, he argues, his instructions do, in fact, "cover" this new case.

Exploring what he considers to be the "crucial distinction" between the overall "concept of fairness" and some particular, "specific conception of fairness", he asks us to consider the case of a group whose members share a view that certain acts are unfair.[35] The members of this group "agree on a great number of standard cases of unfairness and use these as benchmarks against which to test other, more controversial cases". In these circumstances, says Dworkin, "the group has a concept of unfairness, and its members may appeal to that concept in moral instruction or argument."[36]

However, the members may still disagree over many of these "controversial cases"; and differences of this sort indicate that members have, or act upon, entirely different theories of why and how each of the "standard cases" are, in fact, genuine acts of "unfairness".

And, because each considers that certain principles "[which] must be relied upon to show that a particular division or attribution is unfair" are far a more "fundamental" sort of principle than certain other principless, it can be said that members of the group have different conceptions of "fairness".

Consequently, those responsible for giving "instructions", and those responsible for setting "standards" of "fairness", in this community may be doing one of two things:

1. Appealing to the concept of "fairness", by demanding that others act "fairly".
In this case, those instructed to act "fairly" are responsible for "developing and applying their own conception of fairness as controversial cases arise". [37]
Each of those issuing the instructions (or setting the standards) may have quite different explanations underlying their actions; and, also, they may well change their explanations from time to time, without ever changing the standards they set.[38]
2. Laying down a particular conception of "fairness"; by, for example, specifying that all hard cases were to be decided "by applying the utilitarian ethics of Jeremy Bentham".

It is important to recognize that rather than it just being a case of delivering two different instructions; it is a case of delivering two different kinds of instruction:

1: In the case of the appeal to the concept of "fairness", one invokes the ideal (and, implicitly, universally agreed upon) notion of 'fairness"; and whatever one might believe is the best instantiation of that notion is, by and large, irrelevant.
2. In the case of laying down a conception of "fairness", one specifies what one believes to be the best instantiation of the notion "fairness"; and, by this action, one specifies what one 'means by "fairness"; and whatever one might believe is the ideal notion of "fairness" is, by and large, irrelevant.

As a consequence, according to Dworkin, whenever an appeal is made to "fairness", a moral issue is raised; and, whenever a conception of "fairness" is laid down, an attempt is being made to answer that moral issue.

Essentially disputed concepts

Although Gallie’s term is widely used when speaking of issues of overlapping, indiscriminate and imprecise use of technical terminology, the term has a far more specific application; and, whilst, at first glance, it may seem that the notion could be used to justify assuming the weasel “we must agree to disagree” sort of evasive stance,[1] a closer examination reveals it offers something far more valuable.

Whilst Gallie's expression "essentially contested concepts" precisely denoted those "essentially questionable and corrigible concepts" which "are permanently and essentially subject to revision and question”,[39] any examination of his term’s post-1956 applications clearly show that "essentially disputed concepts" would have been far better choice, for at least three reasons:

1. Gallie’s term has led many to the mistaken belief that he spoke of hotly disputed, rather than essentially disputed concepts.[40]
2 Expressly stipulating that a specific issue can never be resolved, and then calling it a "contest" seems both absurd and misleading.[41]
3. Any assertion that "essentially contested" concepts are incommensurable made at the same time as an assertion that "they have any common subject-matter" is incoherent; and, also, it reveals an "inconsistency in the idea of essential contestability".[42]

Waldron's research has revealed that Gallie’s notion has “run wild” in the law review literature over the ensuing 60 years and is now being used to denote something like "very hotly contested, with no resolution in sight",[43] due to an entirely mistaken view that the essential in Gallie’s term is an "intensifier", when, in fact, "[Gallie’s] term "essential" refers to the location of the disagreement or indeterminacy; it is contestation at the core, not just at the borderlines or penumbra of a concept".[44]

Yet is also clear that "if the notion of logical justification can be applied only to such theses and arguments as can be presumed capable of gaining in the long run universal agreement, the disputes to which the uses of any essentially contested concept give rise are not genuine or rational disputes at all" (Gallie, 1956a, p.188).

Thus, Gallie argued:

So long as contestant users of any essentially contested concept believe, however deludedly, that their own use of it is the only one that can command honest and informed approval, they are likely to persist in the hope that they will ultimately persuade and convert all their opponents by logical means. But once let the truth out of the bag — i.e., the essential contestedness of the concept in question — then this harmless if deluded hope may well be replaced by a ruthless decision to cut the cackle, to damn the heretics and to exterminate the unwanted. (Gallie, 1956a, pp.193-194)

See also

Notes

  1. ^ Published immediately as Gallie (1956a); a later, slightly altered version appears in Galllie (1964).
  2. ^ They are "evaluative" in the sense that they deliver some sort of "value-judgement".
  3. ^ Garver (1978), p.168.
  4. ^ Hart (1961, p.156) speaks of "a uniform or constant feature", and "a shifting or varying criterion used in determining when, for any given purposes, cases are alike or different ".
  5. ^ Gallie (1956a), p.169. The dispute is about the proper use of the concept; and all argue that the concept is being "used inapproriately" by others (Smith, 2002, p.332).
  6. ^ Gray (1977), p.344.
  7. ^ Most arguments surrounding "justice" emerge from the legal precept "treat like cases alike; and treat different cases differently".
  8. ^ Gallie (1956a) p.168.
  9. ^ Gallie (1956a), p.167.
  10. ^ The embedded meaning of the term polysemy is that the polysemous word’s meanings have multiplied over time (in the sense of its original meaning being extended).
    • When discussing finance, "bank" is an essentially contested concept; because the discussion involves establishing the "correct" application, meaning or interpretation of this polysemous term.
    • In a different dispute over banks, where one speaks of financial institutions and the other of riparian zones, it is obvious that two homonyms have been confused.
  11. ^ Which is "a conflict between truth and error" (Garver, 1990, p.259)
  12. ^ Which is "a disagreement generated because the parties to the conflict are talking past each other" (Garver, 1990, p.259). Gallie (1956a, p.168.) speaks of this as being a case in which "two different concepts about whose proper application no none need to have contested at all" having become "confused".
  13. ^ Clarke (1979), p.123.
  14. ^ Clarke (1979), p.124.
  15. ^ See Gallie (1956a).
  16. ^ Gallie (1956a), passim. Kekes (1977, p.71) offers art, morality, logic, the novel, nature, rationality, democracy, culture, science, and philosophy as another set of examples of "concepts" that are essentially contested.
  17. ^ Freeden (1998), p.56.
  18. ^ Gerring (1999), p.385.
  19. ^ Gallie (1956a), p.180.
  20. ^ Gray (1977), p.337.
  21. ^ They are unpackings of, elaborations upon, or extensions of Gallie's original seven features that have been made by a very wide range of scholars spread over a wide range of academic and intellectual pursuits over the last 60 years.
  22. ^ Baldwin stresses that whilst "not all value judgements are appraisive", "[any act of] appraisal presupposes an accepted set of criteria" (Baldwin (1997), p.10.
  23. ^ For this reason, Benn and Gaus (1983, pp.3-5) advocate using the term "complex-structured concepts".
  24. ^ Mason (1990), p.96.
  25. ^ Gallie cites "democracy" an example of a concept being "open" in its character: "Politics being the art of the possible, democratic targets will be raised or lowered as circumstances alter, and democratic achievements are always judged in the light of such alterations" (Gallie, 1956a, p.186, emphasis added).
  26. ^ Because, in the absence of this condition, it is possible that experience could establish one instantiation as "universally more acceptable than another" (Gallie, 1956a, p.174).
  27. ^ Swanton (1985), p.815.
  28. ^ Mason (1990), p.85.
  29. ^ For, otherwise, it would only be, at best, an essentially "contestable" concept.
  30. ^ Connolly (1974, p.40) expressed the view that once the participants in a particular political dispute realized that the concept was an essentially contested concept, the ensuing political discussions would be far more "enlightened" (Connolly, 1974, p.40).
  31. ^ All from Gallie (1956a), p.169.
  32. ^ This agreement is a pre-requisite for the argument, it is not a consequence of the argument. See McKnight (2003), p.261; and Perry (1977), p.25. In an attempt to account for cases where disputants trace their individual notions back to entirely different, but mutually compatible exemplars, Connolly (1974, p.14) proposes that we think of the shared exemplar as a "cluster concept ".
  33. ^ Where ABC stands for anything that is a potential candidate for designation as an essentially contested concept.
  34. ^ Dworkin (1972), pp.27-28 (an almost identical passage appears at Dworkin, 1972, pp.134-135). The four-paragraph passage is in Section II of the article [1]. It commences with "But the theory of… " and ends with "…I try to answer it ".
  35. ^ These unfair acts involve either "a wrongful division of benefits and burdens, or a wrongful attribution of praise or blame".
  36. ^ Emphasis added to original.
  37. ^ He notes that this does not "[grant] them a discretion to act as they like"; but, from the fact that "it assumes that one conception is superior to another", it is clear that "it sets a standard which they must try — and may fail — to meet".
  38. ^ Thus, we could say, there is a demand for orthopraxy (the correctness of action), not for orthodoxy (the correctness of thought).
  39. ^ Hampshire (1965), p.230.
  40. ^ See Waldron (2002).
  41. ^ There seems to be a radical fault in the very notion of a contest which can not by its nature be won or lost. (Gray, 1999, p.96)
  42. ^ Gray (1999), p.96.
  43. ^ Waldron (2002, p.149) found that the following concepts had been labelled as essentially contested in the Westlaw database:
    alienation, autonomy, author, bankruptcy, boycott, citizenship, civil rights, coherence, community, competition, the Constitution, corruption, culture, discrimination, diversity, equality, equal protection, freedom, harm, justification, liberalism, merit, motherhood, the national interest, nature, popular sovereignty, pornography, power, privacy, property, proportionality, prosperity, prostitution, public interest, punishment, reasonable expectations, religion, republicanism, rights, sovereignty, speech, sustainable development, and textuality.
  44. ^ Waldron (2002), pp.148-149.

References

  • Baldwin, D.A., "The Concept of Security", Review of International Studies, Vol.23, No.1, (January 1997), pp.5-26.
  • Benn, S.I. & Gaus, G.F., "The Public and the Private: Concepts and Action", pp.3-27 in Benn, S.I. & Gaus, G.F., Public and Private in Social Life, Croom Helm, (London), 1983.
  • Booth, W.C., "“Preserving the Exemplar”: or, How Not to Dig Our Own Graves", Critical Inquiry, Vol.3, No.3, (Spring 1977), pp.407-423.
  • Clarke, B., "Eccentrically Contested Concepts", British Journal of Political Science, Vol.9, No.1, (January 1979), pp.122-126.
  • Connolly, W.E., "Essentially Contested Concepts in Politics", pp.10-44 in Connolly, W.E., The Terms of Political Discourse, Heath, (Lexington), 1974.
  • Dworkin, R., Taking Rights Seriously: New Impression with a Reply to Critics, Duckworth, (Oxford), 1978.
  • Dworkin, R., "The Jurisprudence of Richard Nixon", The New York Review of Books, Vol.18, No.8, (May 1972), pp.27-35.[2]
  • Freeden, M., Ideologies and Political Theory — A Conceptual Approach, Oxford University Press, (Oxford) 1998.
  • Gallie, W.B. (1956b), "Art as an Essentially Contested Concept", The Philosophical Quarterly, Vol.6, No.23, (April 1956), pp.97-114.
  • Gallie, W.B.(1956a), "Essentially Contested Concepts", Proceedings of the Aristotelian Society, Vol.56, (1956), pp.167-198.
  • Gallie, W.B., "Essentially Contested Concepts", pp. 157-191 in Gallie, W.B., Philosophy and the Historical Understanding, Chatto & Windus, (London), 1964.
  • Gallie, W.B., "What Makes a Subject Scientific?", The British Journal for the Philosophy of Science, Vol.8, No.30, (August 1957), pp.118-139.
  • Garver, E., "Essentially Contested Concepts: The Ethics and Tactics of Argument", Philosophy and Rhetoric, Vol.23, No.4, (1990), pp.251-270.
  • Gerring, J., "What Makes a Concept Good? A Criterial Framework for Understanding Concept Formation in the Social Sciences", Polity, Vol.31, No.3, (Spring 1999), pp.357-393.
  • Gray, J.N., "On the Contestability of Social and Political Concepts", Political Theory, Vol.5, No.3, (August 1977), pp.331-348.
  • Hampshire, S., Thought and Action, Chatto and Windus, (London), 1965.
  • Hart, H.L.A., The Concept of Law, Oxford University Press, (Oxford), 1961.
  • Kekes, J., "Essentially Contested Concepts: A Reconsideration", Philosophy and Rhetoric, Vol.10, No.2, (Spring 1977), pp.71-89.
  • Lukes, S., Power: A Radical View, Macmillan, (London), 1974.
  • Mason, A., "On Explaining Political Disagreement: The Notion of an Essentially Contested Concept", Inquiry: An Interdisciplinary Journal of Philosophy, Vol.33, No.1, (March 1990), pp.81-98.
  • McKnight, C., "Medicine as an Essentially Contested Concept", Journal of Medical Ethics, Vol.29, No.4, (August 2003), pp.261-262.
  • Perry, T.D., "Contested Concepts and Hard Cases", Ethics, Vol.88, No.1, (October 1977), pp.20-35.
  • Rawls, J., A Theory of Justice, Oxford University Press, (Oxford), 1972.
  • Swanton, C., "On the “Essential Contestedness” of Political Concepts", Ethics, Vol.95, No.4, (July 1985), pp.811-827.
  • Waldron, J., "Is the Rule of Law an Essentially Contested Concept (in Florida)?", Law and Philosophy, Vol.21, No.2, (March 2002), pp.137-164.
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